中国化工产业碳排放效率时空演变及影响因素

丁树芳, 王远, 董战峰, 钟小剑

中国环境科学 ›› 2025, Vol. 45 ›› Issue (6) : 3508-3521.

PDF(1659 KB)
PDF(1659 KB)
中国环境科学 ›› 2025, Vol. 45 ›› Issue (6) : 3508-3521.
碳排放控制

中国化工产业碳排放效率时空演变及影响因素

  • 丁树芳1,2,3, 王远1,2,3, 董战峰4, 钟小剑1,2,3
作者信息 +

Spatiotemporal evolution and influencing factors of carbon emission efficiency in China's chemical industry

  • DING Shu-fang1,2,3, WANG Yuan1,2,3, DONG Zhan-feng4, ZHONG Xiao-jian1,2,3
Author information +
文章历史 +

摘要

本文在采用超效率SBM模型测算中国30个省市2007~2021年化工产业碳排放效率的基础上,运用空间分析方法及核密度估计刻画了整体及不同地区化工产业碳排放效率的时空演变规律,进一步借助Tobit模型对其影响因素进行了识别.结果显示:研究期间中国化工产业碳排放效率虽呈现波动上升趋势但整体水平较低,均值为0.629,且多数时间具有“东部(0.750)>西部(0.584)>中部(0.530)”的特征.化工产业碳排放效率最终呈现“西南—东北”向分布,其空间格局变动较大并逐渐形成“三足鼎立”局面,且多数地区以低效率为主.此外,其基尼系数均值为0.322,总体上存在较大的空间差异,东部地区化工产业碳排放效率高于中西部,超变密度是产生区域差异的主要来源.化工产业碳排放效率整体演进趋势良好,总体上的省域差距在逐渐缩小,东中西地区趋势良好但需注意西部地区分化趋势的进一步加大.化工产业集聚及能源结构、经济发展水平对其碳排放效率具有明显的推动作用,其中化工产业能源结构影响系数最大为0.9942.因此,政府应将优化化工产业能源结构置于首位,并充分考虑化工产业集聚以及地区经济发展的正向作用,同时加强区域协作,制定地区差异化政策,进而促进化工产业碳排放效率的提升.

Abstract

Based on the super-efficiency SBM model to measure the carbon emission efficiency (CEE) of China's chemical industry across 30 provinces from 2007 to 2021, this study employs spatial analysis methods and kernel density estimation to characterize the spatiotemporal evolution patterns of CEE at both the national and regional levels. Furthermore, a Tobit regression model is applied to identify its influencing factors. Although the CEE of China's chemical industry exhibited a fluctuating upward trend during the study period, the overall level remained relatively low, with a mean value of 0.629. Moreover, a persistent regional disparity was observed, following the order of eastern China (0.750) > western China (0.584) > central China (0.530). The spatial distribution of CEE ultimately displayed a "southwest-northeast" orientation, with significant shifts in spatial patterns gradually forming a "tripartite balance" structure, though most regions remained at low efficiency levels. Additionally, the mean Gini coefficient was 0.322, indicating substantial spatial heterogeneity overall. The CEE in eastern China surpassed that of the central and western regions, with hypervariable density identified as the primary source of regional disparities. The overall evolutionary trend of CEE in the chemical industry was positive, with interprovincial gaps gradually narrowing. While the trends in eastern, central, and western China were generally favorable, attention should be paid to the increasing divergence in the western region. Industrial agglomeration, energy structure, and economic development level significantly promoted CEE, with the energy structure of the chemical industry having the strongest impact which coefficient is 0.9942. Therefore, the government should prioritize optimizing the energy structure of the chemical industry while fully leveraging the positive effects of industrial agglomeration and regional economic development. Additionally, enhancing interregional collaboration and formulating region-specific policies are crucial for further improving the CEE of the chemical industry.

关键词

化工产业 / 节能降碳 / 时空演变 / 碳排放效率 / 影响因素

Key words

carbon emission efficiency / chemical industry / energy saving and carbon reduction / influencing factors / spatiotemporal evolution

引用本文

导出引用
丁树芳, 王远, 董战峰, 钟小剑. 中国化工产业碳排放效率时空演变及影响因素[J]. 中国环境科学. 2025, 45(6): 3508-3521
DING Shu-fang, WANG Yuan, DONG Zhan-feng, ZHONG Xiao-jian. Spatiotemporal evolution and influencing factors of carbon emission efficiency in China's chemical industry[J]. China Environmental Science. 2025, 45(6): 3508-3521
中图分类号: X22   

参考文献

[1] 张希良,黄晓丹,张达,等.碳中和目标下的能源经济转型路径与政策研究[J]. 管理世界, 2022,38(1):35-66.Zhang X L, Huang X D, Zhang D, et al. Research on the transition path and policy of energy economy under the goal of carbon Neutrality [J]. Management World, 2022,38(1):35-66.
[2] 周迪,吴泽文.中国工业碳减排潜力与路径研究[J]. 中国环境科学, 2019,39(3):1306-1314.Zhou D, Wu Z W. Research on the potential and path of industrial carbon emission reduction in China [J]. China Environmental Science, 2019,39(3):1306-1314.
[3] Wen H X, Chen Z, Yang Q, et al. Driving forces and mitigating strategies of CO2 emissions in China: a decomposition analysis based on 38 industrial sub-sectors [J]. Energy, 2022,245.
[4] 华强森,尤茂庭.中国的绿色革命:实现能源与环境可持续发展的技术选择[R]. 上海:麦肯锡公司, 2009.Hua J S, You M T. China's Green Revolution: Technology Options for Energy and Environmental Sustainability [R]. Shanghai: McKinsey & Company, 2009.
[5] 周学双,童莉,赵秋月,等.中国高碳资源低碳化利用的环保思索[J]. 中国人口·资源与环境, 2010,20(5):12-16.Zhou X S, Tong L, Zhao Q Y, et al. Environmental Considerations on Low-carbon Utilization of High-carbon Resources in China [J]. Chinese Population Resources and Environment, 2010,20(5):12-16.
[6] 程叶青,王哲野,张守志,等.中国能源消费碳排放强度及其影响因素的空间计量[J]. 地理学报, 2013,(68):1418-1431.Cheng Y Q, Wang Z Y, Zhang S Z, et al. Spatial measurement of carbon emission intensity and influencing factors of energy consumption in China [J]. Acta Geographica Sinica, 2013,(68):1418- 1431.
[7] Kaya Y,Yokobori K."Global Environment,Energy and Economic Development”held at the United Nations University [R]. Tokyo, 1993.
[8] Mielnik O, Goldemberg J. The evolution of the"Carbonization Index”in developing countries [J]. Energy Policy, 1999,27(5):307-308.
[9] 潘家华,张丽峰.我国碳生产率区域差异性研究[J]. 中国工业经济, 2011,(5):47-57.Pan J H, Zhang L F. Regional differences in carbon productivity in China [J]. China Industrial Economics, 2011,(5):47-57.
[10] Ramanathan R. Combining indicators of energy consumption and CO2emissions:Across country comparison[J]. International Journal of Global Energy Issues, 2002,17(3):214-227.
[11] 边志强,钟顺昌.资源型城市经济增长目标对碳排放效率的影响[J]. 中国环境科学, 2023,43(8):4395-4408.Bian Z Q, Zhong S C. The impact of economic growth target on carbon emission efficiency of resource-based cities [J]. China Environmental Science, 2023,43(8):4395-4408.
[12] 庞凌云,翁慧,常靖,等.中国石化化工行业二氧化碳排放达峰路径研究[J]. 环境科学研究, 2022,35(2):356-367.Pang L Y, Weng H, Chang J, et al. Study on the path of carbon dioxide emission peaking in Sinopec chemical industry [J]. Research of Environmental Sciences, 2022,35(2):356-367.
[13] 张鸿宇,王媛,郝成亮,等.双碳约束下煤化工行业节煤降碳减污协同[J]. 环境科学, 2023,44(2):1120-1127.Zhang H Y, Wang Y, Hao C L, et al. Synergy of coal saving, carbon reduction and pollution reduction in coal chemical industry under the constraint of carbon peaking and carbon neutrality [J]. Environmental Science, 2023,44(2):1120-1127.
[14] 金玲,郝成亮,吴立新,等.中国煤化工行业二氧化碳排放达峰路径研究[J]. 环境科学研究, 2022,35(2):368-376.Jin L, Hao C L, Wu L X, et al. Study on the path of carbon dioxide emission peaking in China's coal chemical industry [J]. Research of Environmental Sciences, 2022,35(2):368-376.
[15] Yeh J H, Liu Y, Yu Y, Measuring green growth performance of China's chemical industry [J]. Resources, Conservation and Recycling, 2019, 149:160-167.
[16] 梅应丹,邓雅芮,马婷.碳交易与企业生产力:来自中国石化企业的证据[J]. 中国环境科学, 2023,43(5):2583-2589.Mei Y D, Deng Y R, Ma T. Carbon trading and enterprise productivity: Evidence from sinopec enterprises [J]. China Environmental Science, 2023,43(5):2583-2589.
[17] 姜国刚,李利亭.长三角石化产业碳排放效率评价及其影响因素[J]. 常州大学学报(社会科学版), 2021,22(3):52-58.Jiang G G, Li L T. Evaluation of carbon emission efficiency and its influencing factors in petrochemical industry in Yangtze River Delta [J]. Journal of Changzhou University (Social Sciences), 2021,22(3): 52-58.
[18] 姜国刚,阮婉妮,郭铁军.基于三阶段DEA的江苏石化产业碳排放效率分析[J]. 环境科学与技术, 2019,42(3):172-179.Jiang G G, Ruan W N, Guo T J. Carbon emission efficiency analysis of petrochemical industry in Jiangsu Province based on three-stage DEA [J]. Environmental Science and Technology, 2019,42(3):172-179.
[19] 武振华.我国化工行业碳排放效率、影响因素及碳配额分配研究[D]. 天津:天津大学, 2018.Wu Z H. Research on carbon emission efficiency, influencing factors and carbon quota allocation in China's chemical industry [D]. Tianjin: Tianjin University, 2018.
[20] 崔明欣.中国石化产业碳强度时空演进研究[D]. 大庆:东北石油大学, 2020.Cui Mingxin. Spatio-temporal evolution of carbon intensity in China's petrochemical industry [D]. DaQing: Northeast Petroleum University, 2020.
[21] 赵丽霞,魏梦迪.内蒙古地区煤基化工产业碳排放效率及影响因素分析[J]. 内蒙古农业大学学报(社会科学版), 2023,25(4):74-78.Zhao L X, Wei M D. Analysis of carbon emission efficiency and influencing factors of coal-based chemical industry in Inner Mongolia [J]. Journal of Inner Mongolia Agricultural University (Social Sciences), 2023,25(4):74-78.
[22] 丁树芳,向云波,王圣云.基于产业链视角的广东省化工产业空间格局演化特征及影响因素[J]. 热带地理, 2024,44(9):1650-1666.Ding S F, Xiang Y B, Wang S Y. Evolution characteristics and influencing factors of the spatial pattern of chemical industry in Guangdong Province from the perspective of industrial chain [J]. Tropical Geography, 2024,44(9):1650-1666.
[23] 邹辉,段学军.长江沿江地区化工产业空间格局演化及影响因素[J]. 地理研究, 2019,38(4):884-897.Zou H, Duan X J. Evolution of the spatial pattern of the chemical industry along the Yangtze River and its influencing factors [J]. Geographical Research, 2019,38(4):884-897.
[24] 向云波,王圣云,邓楚雄.长江经济带化工产业绿色发展效率的空间分异及驱动因素[J]. 经济地理, 2021,41(4):108-117.Xiang Y B, Wang S Y, Deng C X. Spatial differentiation and driving factors of green development efficiency of chemical industry in the Yangtze River Economic Belt [J]. Economic Geography, 2021,41(4): 108-117.
[25] 袁鹏,程施.中国工业环境效率的库兹涅茨曲线检验[J]. 中国工业经济, 2011,(2):79-88.Yuan P, Cheng S. Kuznets curve test of industrial environmental efficiency in China [J]. China Industrial Economics, 2011,(2):79-88.
[26] Lin B Q, Long H Y. How to promote energy conservation in China's chemical industry [J]. Energy Policy, 2014,73:93-102.
[27] 蔺雪芹,边宇,王岱.京津冀地区工业碳排放效率时空演化特征及影响因素[J]. 经济地理, 2021,41(6):187-195.Lin X Q, Bian Y, Wang D. Spatiotemporal evolution characteristics and influencing factors of industrial carbon emission efficiency in the Beijing-Tianjin-Hebei region [J]. Economic Geography, 2021,41(6): 187-195.
[28] 仲云云,闻友龙.我国重工业行业碳排放效率测度与影响因素分析[J]. 统计与决策, 2024,40(19):123-127.Zhong Y Y, Wen Y L. Measurement of carbon emission efficiency and influencing factors of heavy industry in China [J]. Statistics and Decision, 2024,40(19):123-127.
[29] 段学军,虞孝感,陆大道,等.克鲁格曼的新经济地理研究及其意义[J]. 地理学报, 2010,65(2):131-138.Duan X J, Yu X G, Lu D D, et al. Krugman's New Economic Geography and Its Significance [J]. Acta Geographica Sinica, 2010, 65(2):131-138.
[30] Wesseh J ,Lin B Q,Appiah M.Delving into liberia's energy economy: technical change,interfactor and inter-fuel substitution [J]. Renewable and Sustainable Energy Reviews, 2013,(24):122-130.
[31] Guo R, Yuan Y J. Different types of environmental regulations and heterogeneous influence on energy efficiency in the industrial sector: Evidence from Chinese provincial data [J]. Energy Policy, 2020,145: 111747.
[32] 邵帅,张可,豆建民.经济集聚的节能减排效应:理论与中国经验[J]. 管理世界, 2019,35:36-60.Shao S, Zhang K, Dou J M. The effect of economic agglomeration on energy conservation and emission reduction: Theory and Chinese experience [J]. Management World, 2019,35:36-60.
[33] 王少剑,黄永源.中国城市碳排放强度的空间溢出效应及驱动因素[J]. 地理学报, 2019,74(6):1131-1148.Wang S J, Huang Y Y. Spatial spillover effects and driving factors of urban carbon emission intensity in China [J]. Acta Geographica Sinica, 2019,74(6):1131-1148.
[34] Porter M. America's green strategy [J]. Scientific American, 1991, 264(4):193-246.
[35] Walter I, Ugelow J. Environmental policies in developing countries [J]. Ambio, 1979,8(2/3):102-109.
[36] Grey K, Brank D. "Environmental Issues in Policy- Based Competition for Investment: A Literature Review”[Z]. ENV/EPOC/ GSP, 2002.
[37] 陈诗一.中国碳排放强度的波动下降模式及经济解释[J]. 世界经济, 2011,34(4):124-143.Chen S Y. Fluctuation and decreasing patterns of carbon emission intensity in China and its economic explanation [J]. World Economy, 2011,34(4):124-143.
[38] Tone K. A slacks-based measure of efficiency in data envelopment analysis [J]. European Journal of Operational Research, 2001,130(3): 498-509.
[39] Zhou Y X, Liu W L, Lv X Y, et al. Investigating interior driving factors and cross-industrial linkages of carbon emission efficiency in China’s construction industry: based on Super-SBM DEA and GVAR model [J]. Journal of Cleaner Production, 2019,241:118322.
[40] 马淑燕,赵作权,赵紫威,等.2000~2019年中国航空客运格局演变及其影响因素研究[J]. 地理科学, 2023,43(6):1011-1021.Ma S Y, Zhao Z Q, Zhao Z W, et al. Research on the evolution of China's air passenger transport pattern and its influencing factors from 2000 to 2019[J]. Geographical Science, 2023,43(6):1011-1021.
[41] 王林蔚,孔荣.农村金融高质量发展水平测度、区域差异与空间收敛性分析[J]. 统计与决策, 2023,39(5):135-140.Wang L W, Kong R. Measurement of high-quality development level of rural finance, regional differences and spatial convergence analysis [J]. Statistics and Decision, 2023,39(5):135-140.
[42] 仝昊天,夏恩君,孙聪,等.设施农业发展对农业碳排放效率的影响[J]. 中国环境科学, 2024,44(12):7079-7094.Tong H T, Xia E J, Sun C, et al. Effects of facility agriculture development on agricultural carbon emission efficiency [J]. China Environmental Science, 2024,44(12):7079-7094.
[43] Cameron A, Trivedi P. Microeconometrics: Methods and Applications [M]. Cambridge: Cambridge University Press, 2005,760.
[44] 张文忠,董科国,田山川.中国石化工业发展和区位变迁轨迹[J]. 地理研究, 2009,28(5):1378-1388.Zhang W Z, Dong K G, Tian S C. The development and location change trajectory of China's petrochemical industry [J]. Geographical Research, 2009,28(5):1378-1388.
[45] 江三良,鹿才保.环境规制对碳效率的多重路径及门槛模型研究[J]. 技术经济, 2023,42(1):117-129.Jiang S L, Lu C B. Research on the multiple pathways and threshold models of environmental regulation on carbon efficiency [J]. Journal of Technology and Economics, 2023,42(1):117-129.
[46] 李拓.土地财政下的环境规制"逐底竞争”存在吗? [J]. 中国经济问题, 2016,(5):42-51.Li T. Does "competition to the bottom" exist in environmental regulation under land finance? [J]. China Economic Issues, 2016,(5): 42-51.

基金

福建省自然科学基金重点项目(2021J02030);福建省社科基金项目(FJ2021B042);国家社会科学基金重大项目(20&ZD092)

PDF(1659 KB)

Accesses

Citation

Detail

段落导航
相关文章

/

〈 〉