用能权市场和碳市场协同下火电企业配额履约策略

摘要
图/表
参考文献
相关文章 (15)

全文: PDF (1000 KB) HTML (1 KB)
输出: BibTeX | EndNote (RIS)

摘要火电企业在用能权市场和碳市场中面临着独立配额约束,为降低履约难度、提升减排效率,对两市场协同下火电企业配额履约策略进行了研究.分析两市场的相互影响,从交易主体、配额分配、互认抵消等方面梳理市场间协同机理;构建火电企业履行双市场配额责任的系统动力学模型,探讨双重配额约束对企业的影响;对比分析无协同机制、允许配额互认和限制抵消比例3种政策情景下企业的履约策略.结果表明,双重配额约束加大了企业履约成本,未能提升其自主减排意愿,进一步建立配额互认的协同机制后,企业能够在履行义务的同时优化自身经济效益,但会引起两市场发展不平衡问题,为解决这一困境,互认比率应处于2~3.5之间,且需进一步设计抵消限制机制,确保企业按时履约和市场均衡发展,实现资源配置最优化.

	服务

	把本文推荐给朋友
	加入我的书架
	加入引用管理器
	E-mail Alert
	RSS
	作者相关文章
	孙晶琪
	张卓拉
	周振茜
	张圆圆
	赵会茹

关键词 ：用能权交易市场, 碳排放权交易市场, 协同, 配额履约, 系统动力学

Abstract：Thermal power enterprises face independent quota constraints in the energy-consuming right trading and carbon emission trading market. To reduce the difficulty of compliance and enhance emission reduction efficiency, this study investigates the quota compliance strategies of thermal power enterprises under the synergy of both markets. Analyze the mutual influence between the two markets, and sort out the synergy mechanism between the markets from the aspects of trading entities, quota allocation, mutual recognition offset, etc; Construct a system dynamics model for thermal power enterprises to fulfill their dual market quota responsibilities, and explore the impact of dual quota constraints on enterprises; Compare and analyze the performance strategies of enterprises under three policy scenarios: no collaborative mechanism, mutual recognition of quotas allowed, and limited offset ratio. The results indicate that the double quota constraint increases the cost of fulfilling obligations for enterprises, but fails to enhance their willingness to reduce emissions independently. After further establishing a collaborative mechanism for quota mutual recognition, enterprises can optimize their economic benefits while fulfilling obligations, but it will cause the problem of imbalanced development between the two markets. To solve this dilemma, the mutual recognition ratio should be between 2and 3.5, and further design of offset and restriction mechanisms is needed, Ensure timely performance and balanced market development of enterprises, and achieve optimal resource allocation.

Key words： energy-consuming right trading market carbon emission trading market coordination quota compliance dynamics of system

收稿日期: 2023-09-07

PACS:

X196

通讯作者: 赵会茹,教授,huiruzhao@163.com E-mail: huiruzhao@163.com

引用本文:

孙晶琪, 张卓拉, 周振茜, 张圆圆, 赵会茹. 用能权市场和碳市场协同下火电企业配额履约策略[J]. 中国环境科学, 2024, 44(4): 1840-1850. SUN Jing-qi, ZHANG Zhuo-la, ZHOU Zhen-xi, ZHANG Yuan-yuan, ZHAO Hui-ru. Quota compliance strategies of thermal power enterprises under the coordination of energy-consuming right trading and carbon emission trading market. CHINA ENVIRONMENTAL SCIENCECE, 2024, 44(4): 1840-1850.

链接本文:

http://www.zghjkx.com.cn/CN/ 或 http://www.zghjkx.com.cn/CN/Y2024/V44/I4/1840

[1] Feng Q, Wu Z, Zhang W.Carbon emissions market adjustment in the electricity supply sector:A government perspective[J]. Journal of Cleaner Production, 2020,275(11):123132.
[2] Rout C, Paul A, Kumar R S, et al. Cooperative sustainable supply chain for deteriorating item and imperfect production under different carbon emission regulations[J]. Journal of Cleaner Production, 2020, 272:122170.
[3] Rosenow J, Skoczkowski T, Thomas S, et al. Evaluating the Polish White Certificate scheme[J]. Energy Policy, 2020,144:111689.
[4] Kuo L, Chang B G. Ambitious corporate climate action:Impacts of science-based target and internal carbon pricing on carbon management reputation-Evidence from Japan[J]. Sustainable Production and Consumption, 2021,27:1830-1840.
[5] Itziar M D A, Fernandez-Sainz A, Alvarez I, et al. Carbon prices:Were they an obstacle to the launching of emission abatement projects in Spain in the Kyoto Protocol period?[J]. Journal of Cleaner Production, 2017,148(APR.1):857-865.
[6] Williges K, Meyer L H, Steininger K W, et al, Fairness critically conditions the carbon budget allocation across countries[J]. Global Environmental Change, 2022,74:102481.
[7] 梅应丹,邓雅芮,马婷.碳交易与企业生产力:来自中国石化企业的证据[J]. 中国环境科学, 2023,43(5):2583-2589. Mei Y D, Deng Y R.Ma T. Carbon trading and enterprise productivity:Evidence from China's petrochemical enterprises[J]. China Environmental Science, 2023,43(5):2583-2589.
[8] 薛飞,周民良.用能权交易制度能否提升能源利用效率?[J]. 中国人口·资源与环境, 2022,32(1):54-66. Xue F, Zhou L M. Can the energy-consuming right transaction system improve energy utilization efficiency?[J]. China Population, Resources and Environment, 2022,32(1):54-66.
[9] 肖谦,庞军,许昀,等.实现国家自主贡献目标背景下我国碳交易机制研究[J]. 气候变化研究进展, 2020,16(5):617-631. Xiao Q, Pang J, Xu Y, et al. Research on carbon trading mechanism of China at the background of achieving the NDC targets[J]. Climate Change Research, 2020,16(5):617-631.
[10] 刘明明.论构建中国用能权交易体系的制度衔接之维[J]. 中国人口·资源与环境, 2017,27(10):217-224. Liu M M. China's energy-consuming right trading scheme:from the dimension of institutional linkage[J]. China Population, Resources and Environment, 2017,27(10):217-224.
[11] 张宁,庞军,冯相昭.全国碳市场引入配额拍卖机制的经济影响——基于CGE模型的分析[J]. 中国环境科学, 2022,42(4):1901-1911. Zhang N, Pang J, Feng X Z. The economic impacts of introducing auction into carbon allowance allocation mechanism in the national carbon market:Simulation based on CGE model[J]. China Environmental Science, 2022,42(4):1901-1911.
[12] 王梅,周鹏.碳排放权分配对碳市场成本有效性的影响研究[J]. 管理科学学报, 2020,23(12):1-11. Wang M, Zhou P. Assessing the impact of emission permit allocation on the cost effectiveness of carbon market[J]. Journal of Management Sciences in China, 2020,23(12):1-11.
[13] 薛贵元,吴垠,诸晓骏,等.计及用能权配额约束的发电商竞价策略双层优化方法[J]. 中国电力, 2023,56(5):51-61. Xue G Y, Wu G, Zhu X J, et al. Bi-level optimization method for bidding strategy of power suppliers considering energy-consuming right[J]. Electric Power, 2023,56(5):51-61.
[14] 陈星莺,孙晓聪,丁一,等.支撑电力能源清洁高效转型的用能权交易研究与展望[J]. 电力系统自动化, 2022,46(24):1-15. Chen X Y, Sun X C, Ding Y, et al. Research and prospects of energy consumption right trading for supporting clean and efficient electric energy transition[J]. Automation of Electric Power Systems, 2022, 46(24):1-15.
[15] 文亚,张弢.中国与欧盟碳市场建设理念与实践比较研究:历史沿革、差异分析与决策建议[J]. 中国软科学, 2023,(5):12-22. Wen Y, Zhang T. Comparative study on the concept and practice of China and EU carbon market:historical evolution, difference analysis and decision-making suggestions[J]. China Soft Science, 2023,(5):12-22.
[16] Safarzadeh S, Hafezalkotob A, Jafari H, Energy supply chain empowerment through tradable green and white certificates:A pathway to sustainable energy generation[J]. Applied Energy, 2022, (323):119601.
[17] Franzò S, Frattini F, Cagno E, et al. A multi-stakeholder analysis of the economic efficiency of industrial energy efficiency policies:Empirical evidence from ten years of the Italian White Certificate Scheme[J]. Applied Energy, 2019,(240):424-435.
[18] Child R, Langniss O, Klink J, et al. Interactions Of White Certificates With Other Policy Instruments In Europe[J]. Energy Efficiency, 2008,1(4):283-295.
[19] Oikonomou V, Patel M K, Gaast W V, et al. Voluntary agreements with white certificates for energy efficiency improvement as a hybrid policy instrument[J]. Energy Policy, 2009,37(5):1970-1982.
[20] 刘海英,王钰.用能权与碳排放权可交易政策组合下的经济红利效应[J]. 中国人口·资源与环境, 2019,29(5):1-10. Liu H Y, Wang Y. The economic bonus effect generated by the tradable policy mixes of energy-consuming right and CO₂-emission right[J]. China Population, Resources and Environment, 2019,29(5):1-10.
[21] 苏苑.用能权交易与碳排放权交易的协同经济效益分析-基于中国分省份-分行业数据的证据[D]. 山东大学, 2022. Su Y. Synergistic economic benefits analysis of energy quota and carbon emission rights trading:based on province-sector data in China[D]. Shandong University, 2022.
[22] 叶沛筠,蔡乌赶,周瑜辉.技术异质性视角下我国区域用能权与碳排放权初始分配研究[J/OL]. 软科学:1-12[2023-03-01]. Ye P Y, Cai W G, Zhou Y H. Studies on the initial allocation of regional energy-consuming right and carbon emission right in China based on the perspective of technological heterogeneity[J/OL]. Soft Science:1-12[2023-03-01].
[23] 李远,朱磊.用能权交易与碳市场的协同效应及高耗能行业的策略研究[J]. 工业技术经济, 2019,38(7):136-142. Li Y, Zhu L. Study on the synergistic effects between energy-saving trading and carbon market and the strategic choose of energy-intensive industries[J]. Journal of Industrial Technological Economics, 2019,38(7):136-142.
[24] 陈英达."双碳"目标下用能权交易制度的法律检视[J]. 西北民族大学学报(哲学社会科学版), 2023,(1):73-81. Chen Y D. Legal review of the trading system of energy consumption permits under the goals of carbon peak and carbon neutrality[J]. Journal of Northwest Minzu University (Philosophy and Social Sciences), 2023,(1):73-81.
[25] 张亚连,胡鹤霄.基于碳流分析的企业碳成本核算[J]. 统计与决策, 2023,39(14):178-183. Zhang Y L, Hu H X. Enterprise carbon cost accounting based on carbon flow analysis[J]. Statistics & Decision, 2023,39(14):178-183.
[26] 刘华军,郭立祥,乔列成.减污降碳协同效应的量化评估研究——基于边际减排成本视角[J]. 统计研究, 2023,40(4):19-33. Liu H J, Guo L X, Qiao L C. Quantitative evaluation of co-benefits of air pollution reduction and carbon emission reduction:based on marginal abatement cost[J]. Statistical Research, 2023,40(4):19-33.
[27] 王帮灿,刘洋,崔雪.基于电碳联动的火电企业补偿机制研究[J]. 电测与仪表, 2019,56(20):65-70. Wang B C, Liu Y, Cui X. Research on compensation mechanism of thermal power enterprises based on electricity-carbon linkage[J]. Electrical Measurement & Instrumentation, 2019,56(20):65-70.
[28] 徐畅.碳交易机制下企业履约成本及其影响因素研究[D]. 北京:北方工业大学, 2021. Xu C, Research on the corporate compliance cost and its influencing factors under carbon trading mechanism[D]. Beijing:North China University of Technology, 2021.
[29] 廖诺,赵亚莉,贺勇,等.碳交易政策对电煤供应链利润及碳排放量影响的仿真分析[J]. 中国管理科学, 2018,26(8):154-163. Liao N, Zhao Y L, He Y, et al. Effects of carbon trading policies on profit and carbon emission of electric-coal supply chain based on simulation analysis[J]. Chinese Journal of Management Science, 2018, 26(8):154-163.
[30] 尚楠,陈政,卢治霖,等.电力市场、碳市场及绿证市场互动机理及协调机制[J]. 电网技术, 2023,47(1):142-154. Shang N, Chen Z, Lu Z L, et al. Interaction principle and cohesive mechanism between electricity market, carbon market and green power certificate market[J]. Power System Technology, 2023,47(1):142-154.
[31] 冯天天.绿证交易及碳交易对电力市场的耦合效应分析模型研究[D]. 北京:华北电力大学, 2016. Feng T T. Coupling induction analysis model of tradable green certificates and carbon emission trading acting on electricity market in China[D]. Beijing:North China Electric Power University, 2016.
[32] 谭显春,程永龙,顾佰和.中国碳总量控制新进展:省域碳配额分配研究综述[J]. 气候变化研究进展, 2023,19(1):63-73. Tan X C, Cheng Y L, Gu B H, New progress in controlling the total volume of carbon emissions in China:a review on the allocation of provincial carbon emission allowances[J]. Climate Change Research, 2023,19(1):63-73.
[33] 国家发展改革委,国家统计局,国家能源局.关于进一步做好新增可再生能源消费不纳入能源消费总量控制有关工作的通知[EB/OL]. https://www.ndrc.gov.cn/xxgk/zcfb/tz/202211/t20221116_1341323.html. National Development and Reform Commission, National Bureau of Statistics, National Energy Administration. Notice on further improving the work of excluding new renewable energy consumption from total energy consumption control[EB/OL]. https://www.ndrc.gov.cn/xxgk/zcfb/tz/202211/t20221116_1341323.html.
[34] 陈操操,邱大庆,刘耕源,等.北京试点碳市场行业基准值研究——以供热行业为例[J]. 中国环境科学, 2023,43(1):456-464. Chen C C, Qiu D Q, Liu G Y, et al. Industry benchmark research of Beijing carbon trade pilot:a case study in thermal industry[J]. China Environmental Science, 2023,43(1):456-464.
[35] 王梅,周鹏.碳排放权分配对碳市场成本有效性的影响研究[J]. 管理科学学报, 2020,23(12):1-11. Wang P, Zhou P. Assessing the impact of emission permit allocation on the cost effectiveness of carbon market[J]. Journal of Management Sciences in China, 2020,23(12):1-11.
[36] 福建省生态环境厅.福建省生态环境厅关于印发福建省2022年度碳排放配额分配实施方案的通知[EB/OL]. http://sthjt.fujian.gov.cn/zwgk/zfxxgkzl/zfxxgkml/mlwrfz/202308/t20230803_6219116.htm. Fujian Provincial Department of Ecology and Environment. Notice on issuing the implementation plan for carbon emission quota allocation in Fujian province in 2022by the department of ecology and environment of Fujian province[EB/OL]. http://sthjt.fujian.gov.cn/zwgk/zfxxgkzl/zfxxgkml/mlwrfz/202308/t20230803_6219116.htm.
[37] 李文钦.基于系统动力学的台湾交通政策减碳效能检验及优化研究[D]. 华中科技大学, 2022. Li W Q. A Dissertation submitted in partial fulfillment of the requirements for the degree of doctor of management[D]. Huazhong University of Science and Technology, 2022.
[38] 缪真健.耗散结构视域下碳市场减排机理及控排企业减排响应研究[D]. 江苏大学, 2021. Miao Z J. Research on mechanism of carbon market emission reduction and response to emission enterprises:based on the dissipative Structure Theory[D]. Jiangsu University, 2021.
[39] 柴剑雪.基于生态承载力的电源结构优化模型研究[D]. 北京:华北电力大学, 2022. Chai J X. Optimization model of power supply structure based on ecological carrying capacity[D]. Beijing:North China Electric Power University, 2022.
[40] 李荣.电力碳减排多重政策体系协同模型及效果评估研究[D]. 北京:华北电力大学, 2020. Li R. Research on synergistic model and effect evaluation of multiple policy systems for electric power carbon emission reduction[D]. Beijing:North China Electric Power University, 2020.
[41] 赵玉荣,刘含眸,李伟,等."双碳"目标下我国电力部门低碳转型政策研究[J]. 气候变化研究进展, 2023,19(5):634-644. Zhao Y R, Liu H M, Li W, et al. Research on the low-carbon transition policies of power sector under the "Double Carbon" goa[J]. Climate Change Research, 2023,19(5):634-644.